Vintage 1950s NASD Stock Broker Securities Dealers Stock Exchange Market Manual

Description

Vintage 1950s NASD Stock Broker Securities Dealers Stock Exchange Market Manual
1950s/1960s NASD (National Association Securities Dealer) Manual
- Contains all sorts of info about the NASD, including bylaws, list of members, disciplinary actions, certificate of incorporation, board of governors, officers, committees, investment company securities, sec rules, sample charts and tables, statement of policy, resolutions, rules of fair practice, etc.
- Supplements are dated late 1950s & early 1960s
Notices to Members
- Detailing NASD business, including disciplinary actions against brokers & investment institutions
- Dated 1962 & 1963
NASD Supplement No. 6, Dated 1963
This is a very rare and very important piece of NASDAQ Stock Exchange & Wall Street history.
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If you have any questions, please contact me BEFORE making an offer or buying.